Broker-Dealers for sale
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Listing
ID |
Asking
Price |
Description |
State
Registrations |
Org
Type & Date Formed |
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BD4SALE |
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66 |
$5,000,000 |
Full
Service, Full product line including Investment Banking, PIPES,
and Market Making; 5 office locations, 70 RRs -
Seeking
Investor or Strategic Partner
is NOT selling
the firm |
52 |
Inc 2002 |
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ZZ |
$80K |
BD and state
Registration for sale -
[seller keeps
corp entity]
FINRA/SEC BD
approved 1977
Equities,
Bonds, Options, U/W, Mutual Funds, Proprietary Trading
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39 |
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TS |
$75K |
Equities,
Bonds, US Gov't, Municipals, Mutual funds and Variable product |
6 |
LLC 2006 |
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FC |
$60K |
Private
Placements - principal and Finop may consider staying thru FINRA
approval of takeover - BD licensed since 1995 |
2 |
LLC 2001 |
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AD |
$60K |
Private
Placements, M&A - for accredited and institutional clients.
Principal and Finop will consider staying thru
FINRA approval of takeover |
2 |
LLC 2004 |
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GE |
$40K |
Mutual
Funds, Variable Product |
1 |
LLC 1994 |
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SC |
$40K |
NFA
registered independent IB - has 2 clearing agreements and is
approved for Forex |
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LLC 2006 |
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DV |
$39K |
SEC and CBOE
registered broker-dealer |
1 |
LLC 2002 |
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You're thinking to yourself, "Is that all?"
Well, unfortunately, yes. Firms on our list are bought
pretty quickly.
BUT, if you know of someone interested in selling their BD or
someone who might just have been thinking about
selling their BD, ask them to give us a call at
312-421-5050. Thank you. |
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