|
Listing
ID |
Asking
Price |
Description |
State
Registrations |
Org
Type & Date Formed |
|
|
|
BD4SALE |
|
|
|
|
|
|
|
|
|
DL |
$490K |
Mutual Funds and Variable
Product.
Customer base included. |
30 |
Inc.
1993 |
|
|
|
|
|
|
|
AD |
$70K |
Private
Placements |
1 |
Inc. 2007 |
|
|
|
|
|
|
|
JH |
$65K |
Equities,
Mutual
Funds, Variable Product |
1 |
Inc. 1984 |
|
|
|
|
|
|
|
TM |
$60K |
Mutual
Funds, Variable Product, Oil and Gas, Tax Shelters and Limited
Partnerships in Primary distribution, Private Placements
|
1 |
Inc. 1983 |
|
|
|
|
|
|
|
AN |
$60K |
Private
Placements - principal and Finop may consider staying thru FINRA
approval - buyer must be or become local (West Coast) during the
FINRA review and approval process |
8 |
Inc.
1995 |
|
|
|
|
|
|
|
FC |
$60K
under contract |
Private
Placements - principal and Finop may consider staying thru FINRA
approval of takeover - BD licensed since 1995 |
2 |
LLC 2001 |
|
|
|
|
|
|
|
GE |
$50K |
Mutual
Funds, Variable Product |
1 |
LLC 1994 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
You're thinking to yourself, "Is that all?"
Well, unfortunately, yes. Firms on our list are bought
pretty quickly.
BUT, if you know of someone interested in selling their BD or
someone who might just have been thinking about
selling their BD, ask them to give us a call at
312-421-5050. Thank you. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|