Broker-Dealers for sale
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Listing
ID |
Asking
Price |
Description |
State
Registrations |
Org
Type & Date Formed |
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BD4SALE |
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JH |
$500K |
Equities,
Mutual
Funds, Variable Product
Seller will stay on
the following terms:
$5,000 per month for 1st year +.
5% of Gross sales for 2 years
2
1/2% of Gross sales for 10 years thereafter
95% commission payout on seller's generated sales.
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11
+ 2 pending |
Inc. 1984 |
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DL |
$490K
sold |
Mutual Funds
300 Customers $16MM AUM included. |
30 |
Inc.
1993 |
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MH |
$100K |
Equities,
corporate bonds, options, private placements - principals
willing to stay through FINRA approval of change of control |
1 |
LLC 2009 |
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MR |
$60K |
Private Placements |
49 |
LLC 2003 |
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TM |
$50K |
Mutual
Funds, Variable Product, Oil and Gas, Tax Shelters and Limited
Partnerships in Primary distribution, Private Placements
- principals willing to stay through FINRA approval of change of
control and change of product mix
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1 |
Inc. 1983 |
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RG |
$50K
7/20/10
30-day LOI |
Oil and Gas
deals only |
2 |
Inc.
1996 |
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GE |
$50K |
Mutual
Funds, Variable Product |
1 |
LLC 1994 |
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You're thinking to yourself, "Is that all?"
Well, unfortunately, yes. Firms on our list are bought
pretty quickly.
BUT, if you know of someone interested in selling their BD or
someone who might just have been thinking about
selling their BD, ask them to give us a call at
312-421-5050. Thank you. |
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