Broker-Dealers for sale

Listing ID

Asking Price

Description

State Registrations

Org Type & Date Formed

   

BD4SALE

   
         

JH

$500K

Equities, Mutual Funds, Variable Product

 

Seller will stay on the following terms:

$5,000 per month for 1st year +.

5% of Gross sales for 2 years

2 1/2% of Gross sales for 10 years thereafter

95% commission payout on seller's generated sales.

 

11

+ 2 pending

Inc. 1984

         

DL

$490K

sold

Mutual Funds 

300 Customers $16MM AUM included.

30

Inc. 1993

         

MH

$100K 

Equities, corporate bonds, options, private placements - principals willing to stay through FINRA approval of change of control

1

LLC 2009

         

MR

$60K

Private Placements

49

LLC 2003

         

TM

$50K

 

Mutual Funds, Variable Product, Oil and Gas, Tax Shelters and Limited Partnerships in Primary distribution, Private Placements - principals willing to stay through FINRA approval of change of control and change of product mix

 

1

Inc. 1983

         

RG

$50K

7/20/10

30-day LOI

Oil and Gas deals only

2

Inc. 1996

         

GE

$50K

Mutual Funds, Variable Product

1

LLC 1994

         
         
         
         
         
         
    You're thinking to yourself, "Is that all?"

Well, unfortunately, yes.  Firms on our list are bought pretty quickly. 

BUT, if you know of someone interested in selling their BD or someone who might just have been thinking about selling their BD, ask them to give us a call at

312-421-5050.

Thank you.